TABLE OF CONTENTS

11.  Cultural heritage impact. 11-1

11.1     Introduction.. 11-1

11.2     Environmental Legislation, Standards and Guidelines.. 11-1

11.3     Assessment Methodology.. 11-2

11.4     Background Information.. 11-3

11.5     Baseline Condition.. 11-7

11.6     Review on Cultural Heritage Potential. 11-9

11.7     Impact Assessment. 11-10

11.8     Mitigation Measures.. 11-10

11.9     Environmental Monitoring and Audit. 11-10

11.10   Conclusion.. 11-10

11.11   Bibliography.. 11-10

 

List of Figures

Figure 11.1         Locations of Cultural Heritage Resources

 

 

11.                 Cultural heritage impact

 

11.1              Introduction

 

11.1.1.1     This section presents the cultural heritage impact assessment (CHIA) for the construction and operation of the Project following the criteria and guidelines as stated in the requirements given in Section 3.4.9 the EIA Study Brief and Annexes 10 and 19 of the EIAO-TM.  Appropriate mitigation measures are recommended as necessary.

 

11.2              Environmental Legislation, Standards and Guidelines

 

11.2.1          General

 

11.2.1.1     Legislation and standards that are relevant to the cultural heritage impact assessment under this EIA include the following:

·       Environmental Impact Assessment Ordinance (EIAO) (Cap.499) and Technical Memorandum on Environmental Impact Assessment Process (EIAO-TM)

·       Guidance Note on Assessment of Impact on Sites of Cultural Heritage in Environmental Impact Assessment Studies

·       Antiquities and Monuments Ordinance (A&MO) (Cap.53)

·       Hong Kong Planning Standards and Guidelines (HKPSG)

·       Guidelines for Cultural Heritage Impact Assessment (GCHIA)

 

Environmental Impact Assessment Ordinance EIAO (Cap.499) and Technical Memorandum on Environmental Impact Assessment Process (EIAO-TM)

11.2.1.2     The EIAO stipulates that consideration must be given to issues associated with built heritage and archaeology as part of the EIA process.  Schedule 1 of the EIAO defines “Site of Cultural Heritage” as “an antiquity or monument, whether being a place, building, site or structure or a relic, as defined in the Antiquities and Monuments Ordinance (Cap. 53) and any place, building, site, or structure or a relic identified by the Antiquities and Monuments Office (AMO) to be of archaeological, historical or paleontological significance”.

 

11.2.1.3     The EIAO-TM identifies a general presumption in the favor of the protection and conservation of all sites of cultural heritage and requires impacts upon sites of cultural heritage to be 'kept to the absolute minimum'.  Annexes 10 and 19 of the EIAO-TM outline criteria for evaluating the impacts on sites of cultural heritage and guidelines for impact assessment, respectively.

 

Guidance Note on Assessment of Impact on Sites of Cultural Heritage in Environmental Impact Assessment Studies

11.2.1.4     The Guidance Note assists the understanding of the requirements of the EIAO-TM in assessing impact on sites of cultural heritage in EIA studies

 

Antiquities and Monuments Ordinance (A&MO) (Cap.53)

11.2.1.5     The Ordinance provides the statutory framework for the protection of Declared Monuments and preservation of objects of historical, archaeological and paleontological interest.  The Ordinance contains the statutory procedures for the Declaration of Monuments.  Under the Ordinance, a “monument” means a place, building, site or structure which is declared to be a monument, historical building or archaeological or paleontological site or structure under Section 3 of the Ordinance.

 

Hong Kong Planning Standards and Guidelines (HKPSG)

11.2.1.6     Chapter 10 of HKPSG covers planning considerations relevant to conservation.  It also details the principles of conservation, the conservation of natural landscape and habitats, declared monuments, historic buildings, sites of archaeological interest and other heritage items, and addresses the issue of enforcement.  The appendices list the legislation and administrative controls for conservation, other conservation related measures in Hong Kong, and Government departments involved in conservation.

 

Guidelines for Cultural Heritage Impact Assessment (GCHIA)

11.2.1.7     The Guidelines outline the technical requirements for conducting cultural heritage impact assessment.  The guidelines put preservation in totality as the first priority.  Mitigation measure should be proposed in cases with identified impacts and if preservation in totality is not feasible due to site constraints or other factors, full justification must be provided.

 

11.3              Assessment Methodology

 

11.3.1          General

 

11.3.1.1     The CHIA is carried out in accordance with GCHIA, the requirements as stated in Annexes 10 and 19 of the EIAO-TM and the EIA Study Brief, as well as considerations in other relevant guidelines.  The assessment methodology for archaeological and built heritage impact assessments is described in the following sections.

 

11.3.2          Study area for this Cultural Heritage Impact Assessment

 

11.3.2.1     The study area for the CHIA of this EIA Study covers the area within 300 m from the site boundary of the Project as illustrated in Figure 11.1.

 

11.3.3          Archaeology

 

11.3.3.1     A desktop literature review was conducted to identify and assess the potential existence of archaeological resources within the study area.  Field scanning was undertaken to verify the information collected and analysed, to determine the presence of archaeological materials in the study area.  Information collected for desktop study includes the following sources:

·       AMO’s List of Sites of Archaeological Interest;

·       Previous EIA study reports, archaeological reports and related studies within the study area including the Preliminary Environmental Review under Agreement No. CE 43/2011 (DS) Relocation of Sha Tin Sewage Treatment Works to Caverns – Feasibility Study;

·       Relevant archaeological and geographical monographs; and

·       Geological and historical maps, aerial photos and relevant visual archives.

 

11.3.4          Built Heritage

 

11.3.4.1     A desktop literature review was conducted.  The following information was analyzed, collected and collated to determine the presence of historical occupation in the study area and thus assess the potential existence of cultural heritage within the potential impacted area:

·       Background information of heritage sites (including declared monuments, proposed monuments, Government historic sites, sites of archaeological interest and graded historic sites / buildings identified by AMO) within and in close proximity to the study area (e.g. AMO files, Public Records Office, map libraries, university and public libraries, published and unpublished Government and non-Government documents, cartographic and pictorial documents);

·       Areas proposed for construction and operation activities and potential impacts induced by the Project;

·       Identification of previous recorded built heritage resources within the study area which would be supplemented by a field survey; and

·       List of the 1,444 Historic Buildings with Assessment Results

 

11.3.4.2     Field survey including the following tasks was performed:

·       Recording of identified built heritage features;

·       Interviews with local informants, residents and elders, if necessary. The interviews aimed to gather information, such as cultural and historical background of the buildings and structures, as well as historical events associated with the built heritage features; and

·       Systematic documentation of recorded features including:

o     A set of 1:1000 scale maps showing the location and boundary of the cultural heritage resources; and

o     Written descriptions of recorded features of historic buildings, e.g. age of the building or structure, details of architectural features, condition of the building or structure, past and present uses, architectural appraisal, notes on any modifications, direction faced and associations with historical or cultural events or individuals.

 

11.4              Background Information

 

11.4.1          Geological Background

 

11.4.1.1     The study area is located on the coast to the north of Sai O.  A small hill (peak elevation at +64.3 mPD) lies to the west of the study area and the coast facing Tolo Channel in the east.  The Hong Kong Baptist Theological Seminary is located to the south of the study area across Nin Ming Road.  To further south lies the Hunch Backs (Ngau Ngak Shan) (peak elevation at +674 mPD) inside the Ma On Shan Country Park.

 

11.4.1.2     The Project site is located on the lower stream of a flood plain currently between +5.3 mPD and +3.4 mPD.  The superficial deposits within the Project site boundary is debris flow deposits (Qd on Geological Map[1], Plate 11.1).  The small hill to the west of the study area is composed of Mudstone and Siltstone (JTC) at the hill foot and Sedimentary Breccia (br) on the hill top.

 

Plate 11.1         Geological Map of the Project area

(Source: GCO 1986 Hong Kong Geological Survey: Shatin Sheet 7: Solid and Superficial Geology)

 

 

11.4.2          Historical Background

 

Early Historical Period (Qin to Yuan Dynasties)

11.4.2.1     Clues of human occupation within the south China can be found in historic textual records such as Shiji (史記) and Hanshu (漢書) written in the first century BC and first century AD respectively.  These records described that the Yue ethnic groups (also called the Hundreds of Yue) were scattered around in southern China.  Such ethnic groups were comprised of different tribes bearing various surnames and can be differentiated from the Han ethnic group who lived in central China in terms of physical characteristics, language, and folklore.

 

11.4.2.2     The Yue people were gradually assimilated by the Han culture when southern China became an administrative territory of China’s central government since Qin Dynasty (221-206 BC).  During Qin period, the Guangdong was subordinated to Panyu (番禺) County.  In 208 BC, Nan Yue (Southern Yue) State was established in Guangdong and Guangxi by military officials, who were sent from the Qin (221-206 BC) Court to conquer the Yue in the south.  Following the collapse of Qin’s political power in the north it began Han dynasty (206BC-AD220)[2].  Nan Yue State soon became a vassal state of Han.

11.4.2.3     During Han to Eastern Jin Dynasties (AD317-420), Hong Kong was subordinated to Bolou (博羅) County[3].  From AD331 to AD756, Hong Kong was subordinated to Baoan (寶安) County.  After AD757, Hong Kong was subordinated to Dongguan (東莞) County and followed by Song Dynasty (AD960-1279) and Yuan Dynasty (1271-1368)[4] [5].

 

Ming to Qing Dynasties (1368-1912)

11.4.2.4     During the 15th century, the coastal areas of Dongguan County suffered from frequent attacks.  According to Jiaxing Xin’an Gazetteer (嘉慶新安縣誌)[6], Xin’an County was set up in 1573 to defend attacks from marauding bandit and pirate attacks.  The present-day New Territories, Kowloon and Hong Kong Island were zoned within the Xin’an County as well.

 

11.4.2.5     In 1661, Coastal Evacuation Order was compelled by the Qing Court in order to stifle the anti-Manchu troops in Taiwan.  People living in the coastal area were forced to move inland 50 li (, approximately 25 km), including the New Territories inhabitants.  It was until 1669 when people could move back to their villages by the coast.

 

11.4.2.6     The villages surrounding the Project area were recorded in the early and Middle Qing dynasty.  Wu Kai Mei (烏溪尾) [the old name of Wu Kai Sha(烏溪沙)] was recorded in the Xin’an Gazatteer during the Kangxi reign (1654-1722)[7].  Sai O Tsuen (西澳村), Cheung Muk Tau (樟木頭) and Kwun Hang Tsuen (官坑村) were recorded in the Gazetteers of the Jiaqing reign (1796-1820) [8].

 

Modern Period

11.4.2.7     Refer to the aerial photo 1963, the surrounding area of the Project area were mainly occupied by agricultural field (Plate 11.2).  No major changes in the land use was identified between 1960s and 1980s.  Until 1990s, the Project area was no longer agricultural field (Plate 11.3).  The lands to the south of the Project area was developed into Hong Kong Baptist Theological Seminary by 1999 (Plate 11.4). 

 

Plate 11.2         1963 Aerial Photo of the Project area

(Source Lands Department 1963, 1963 aerial photograph)

 

Plate 11.3         1993 Aerial Photo of the Project area

(Source Lands Department 1993, 1993 aerial photograph)

 

Plate 11.4         2001 Aerial Photo of the Project area

(Source Lands Department 2001, 2001 aerial photograph)

 

 

11.4.3          Archaeological Background

 

11.4.3.1     A site visit conducted by members of Hong Kong Archaeological Society in 1976 at Sai O discovered an adze with unmodified butt, a stone waste flake and a prehistoric stoneware with double-F pattern.  However, subsequent visit by the AMO in 1979 did not recover any finds.  The First Territory Wide Archaeological Survey covered Sai O between 1982 and 1984, which discovered no artefacts.  They concluded that it was unlikely to recover any in situ and undisturbed archaeological deposit would have survived the formation of the agricultural terraces, and the erosion of the hillslopes[9].

 

11.5              Baseline Condition

 

11.5.1          Baseline Condition of Cultural Heritage Resources

 

11.5.1.1     No Site of Archaeological Interest (SAI) is located in the study area.  Che Ha SAI is the closest to the Project area, which is approximately 400 m away from the Project boundary.

 

11.5.1.2     No Declared Monument, Graded Historic Building or Government Historic Site identified by AMO is located within the study area.  The closest built heritage resource is Chat Shing Temple (七聖古廟), which is a nil grade building located at about 550 m away from the Project area outside the study area.  The locations of Che Ha SAI and Chat Shing Temple are indicated in Figure 11.1.

 

11.5.2          Field Scanning Results

 

Archaeology

11.5.2.1     According to a field visit conducted in August 2016, the Project area was fenced off and became a construction site (Plate 11.5).  Site formation works were being undertaken within the Project area.  Vegetation was cleared by the site formation works and the original landscape may be reformed. 

 

Plate 11.5         Project area (Facing Southwest)

 

11.5.2.2     As the Project area was then being used as a construction site during the field visit in August 2016, archaeological field scanning was unable to be carried out.  However, it was observed that site formation works, including soil removal and cut-and-fill process, were carried out within the Project area, that possible archaeological remains (if any) may be disturbed and destroyed.

 

Built Heritage

11.5.2.3     No built heritage was identified within the study area. 

 

11.5.2.4     Two villages – Sai O Tsuen at the south and Nai Chung Old Village at the east of the Project boundary – were situated within the 300 m study area.  No listed built heritage was situated in Sai O Tsuen or Nai Chung Old Village.  During the field visit, no potential built heritage resources were identified.  The residential buildings in Sai O Tsuen and Nai Chung Old Village were modern buildings (Plates 11.6 and 11.7) that no built heritage resource is identified.

 

DSCF3348

Plate 11.6         Modern Buildings in Sai O Tsuen

 

DSCF3336

Plate 11.7         Main Entrance and the Modern Buildings in Nai Chung Old Village

 

11.6              Review on Cultural Heritage Potential

 

Archaeology

11.6.1.1     While many prehistoric sites in Hong Kong were located on debris flow deposits, Sai O only contained a sheer amount of artefact that is too few to discern any significance in it[10].

 

11.6.1.2     In particular, the site has undergone site formation that transformed it from terraced fields into urban landscapes.  It is therefore very unlikely to discover archaeological materials in the site.

 

11.6.1.3     It was observed from field visit that the Project site was then under site formation works.  Such works could further disturb and destroy the archaeological remains (if any) in the site.

 

11.6.1.4     In the light of this, the Project area contains no archaeological potential.

Built Heritage

11.6.1.5     No historical village / built heritage is identified within the Project area.  Sai O Tsuen and Nai Chung are located within the 300 m study area of the Project site but no built heritage resources were identified from the villages during field visit.  Given that no built heritage resource is identified within the Project area or study area, and the built heritage resource located closest to the Project site is situated at about 550 m away at Kwun Hang, no built heritage issue is identified.

 

11.7              Impact Assessment

 

11.7.1.1     As the site does not fall within any SAI and contained no archaeological potential, no impact to archaeology is anticipated.

 

11.7.1.2     On the other hand, no built heritage resource is identified within the Project site or study area, thus no impact to built heritage resources is anticipated.

 

11.8              Mitigation Measures

 

11.8.1.1     As mentioned above, no cultural heritage impact is identified, no mitigation measures are required during the construction or operational phase of the Project.

 

11.9              Environmental Monitoring and Audit

 

11.9.1.1     Since no cultural heritage impact is anticipated, no EM&A is required during construction or operational phase of the Project.

 

11.10           Conclusion

 

11.10.1.1  This CHIA has assessed baseline conditions and potential impacts on cultural heritage resources within the study area of the Project.  No archaeological potential or built heritage resources were identified within the study area.  No cultural heritage impact is anticipated and thus no mitigation measures are required.

 

11.11           Bibliography

Geotechnical Control Office (1986) Hong Kong Geological Survey Shatin (Sheet 7) Solid and Superficial Geology 1:20 000. Hong Kong Government.

Peacock, B.A.V. and T.J.P. Nixon (1986) Report of the Hong Kong Archaeological Survey Volume III Part 1 Summary Site Data Sheets. Hong Kong AMO Unpublished Archives.

司馬遷 (約公元前91)《史記 113 南越列傳》,載於維基文庫網頁 https://zh.wikisource.org/zh-hant/史記/113 accessed in June 2016.

舒懋官 (1819)《嘉慶新安縣志》,輯於 張一兵 2006 編《深圳舊誌三種》,深圳,海天出版社

靳文謨 (1688)《康熙新安縣志》,輯於 張一兵 2006 編《深圳舊誌三種》,深圳,海天出版社

蕭國健 (2006) 《香港古代史》,香港,中華書局。

 

 



[1] Geotechnical Control Office (1986) Hong Kong Geological Survey Shatin (Sheet 7) Solid and Superficial Geology 1:20 000.   Hong Kong Government.

[2] 司馬遷 (約公元前91)《史記 卷113 南越列傳》載於維基文庫網頁 https://zh.wikisource.org/zh-hant/史記/113 accessed in June 2016.

[3] Although the boundary between Boluo (博羅) County and Panyu (番禺) County is unclear during Han to East Jin period, it is generally suggested that Hong Kong region belonged to Boluo County at that time, according to Xinan Gazetteer (1819), Social Change in Hong Kong Before and After the Early Qing Clearance (1986), and Brief History of Ancient Shenzhen (1997). However, Professor Jao Tsung-I (2005) discussed that the area belonged to Panyu based on the inscriptions on bricks of Lei Cheng Uk Han Tomb.

[4] 舒懋官 (1819)《嘉慶新安縣誌》,載於 張一兵 2006 《深圳舊誌三種》,深圳,海天出版社。

[5] 蕭國健 (2006) 《香港古代史》,香港,中華書局。

[6] 舒懋官 (1819)《嘉慶新安縣誌》,輯於 張一兵 2006 編《深圳舊誌三種》,深圳,海天出版社。

[7] 靳文謨 (1688)《康熙新安縣志》,輯於 張一兵 2006 《深圳舊誌三種》,深圳,海天出版社

[8] 舒懋官 (1819)《嘉慶新安縣志》,輯於 張一兵 2006 《深圳舊誌三種》,深圳,海天出版社

[9] Peacock, B.A.V. and T.J.P. Nixon (1986) Report of the Hong Kong Archaeological Survey Volume III Part 1 Summary Site Data Sheets.  Hong Kong AMO Unpublished Archives.

[10] Peacock, B.A.V. and T.J.P. Nixon (1986) Report of the Hong Kong Archaeological Survey Volume III Part 1 Summary Site Data Sheets.  Hong Kong AMO Unpublished Archives.